Stimmrechtsanteile: AIXTRON SE: Correction of a release from 05/06/2019 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Montag, 14.10.2019 16:55 von DGAP - Aufrufe: 263

DGAP Voting Rights Announcement: AIXTRON SE AIXTRON SE: Correction of a release from 05/06/2019 according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 14.10.2019 / 16:54 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings 1. Details of issuer
Name: AIXTRON SE
Street: Dornkaulstraße 2
Postal code: 52134
City: Herzogenrath Germany
Legal Entity Identifier (LEI): 5299004UJ4D51M25LD67
2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
  Change of breakdown of voting rights
X Other reason: Acquisition and Merger with Oppenheimer Funds Inc.: please see Section 10
3. Details of person subject to the notification obligation
Legal entity: Invesco Ltd. City of registered office, country: Hamilton, Bermuda
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
AIM INTERNATIONAL MUTUAL FUNDS (INVESCO INTERNATIONAL MUTUAL FUNDS)
5. Date on which threshold was crossed or reached:
24 May 2019
6. Total positions
  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 7.09 % 0.00 % 7.09 % 112927320
Previous notification n/a % n/a % n/a % /
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG)
DE000A0WMPJ6 0 8005691 0.00 % 7.09 %
Total 8005691 7.09 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
0 0.00 %
    Total 0 0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
0 0.00 %
      Total 0 0.00 %
8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Invesco Ltd. % % %
Invesco Holding Company Limited % % %
Invesco Holding Company(US), Inc. % % %
Oppenheimer Acquisition Corporation % % %
Oppenheimerfunds, Inc. % % %
OFI Global Asset Management, Inc. % % %
Invesco Group Services, Inc. % % %
Invesco Advisers, Inc. 7,09 % % 7,09 %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Acquisition and Merger with Oppenheimer Funds Inc. Please see following link for further information: we will add link here post acquisition; https://ir.invesco.com/investor-relations/press-releases/default.aspx?_ga=2.153008441.1018859822.1558359393-832691936.1556037780 
Date
09 Oct 2019

14.10.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de


Language: English
Company: AIXTRON SE
Dornkaulstraße 2
52134 Herzogenrath
Germany
Internet: www.aixtron.com
 
End of News DGAP News Service

889793  14.10.2019 

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