| EQS Voting Rights Announcement: Siemens Energy AG Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 24.11.2022 / 16:56 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | Siemens Energy AG | | Street: | Otto-Hahn-Ring 6 | | Postal code: | 81739 | | City: | Munich Germany | | Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 | 2. Reason for notification | | Acquisition/disposal of shares with voting rights | | X | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | X | Other reason: voluntary group notification with triggered threshold on subsidiary level | 3. Details of person subject to the notification obligation | Legal entity: JPMorgan Chase & Co. City of registered office, country: Wilmington, Delaware, United States of America (USA) | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:6. Total positions | | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 1.39 % | 5.52 % | 6.92 % | 726645193 | | Previous notification | 2.16 % | 6.95 % | 9.11 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | | DE000ENER6Y0 | 0 | 10103358 | 0.00 % | 1.39 % | | Total | 10103358 | 1.39 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Internal right to recall shares lent out | n/a | n/a | 4238525 | 0.58 % | | Covered Warrant | 17/03/2023 | 17/03/2023 | 28 | 0 % | | Exchangeable bond | 18/01/2023 | 18/01/2023 | 25 | 0 % | | Physically-settled Equity Swap | 23/01/2023 | 23/01/2023 | 3000 | 0 % | | | | Total | 4241578 | 0.58 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Convertible bonds | 14/09/2025 | 14/09/2025 | Physical | 13319597 | 1.83 % | | Third Party convertible bonds - right of use held | 14/09/2025 | 14/09/2025 | Physical | 7178034 | 0.99 % | | Cash-settled Equity Swap | 28/11/2022 – 22/09/2032 | 28/11/2022 – 22/09/2032 | Cash | 15351128 | 2.11 % | | Cash-settled Call Options | 16/12/2022 – 02/01/2099 | 16/12/2022 – 02/01/2099 | Cash | 54817 | 0.01 % | | | | | Total | 35903576 | 4.94 % | 8. Information in relation to the person subject to the notification obligation | | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: | | Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Bank, National Association | % | % | % | | J.P. Morgan International Finance Limited | % | % | % | | J.P. Morgan Capital Holdings Limited | % | % | % | | J.P. Morgan Securities plc | % | % | 6.31 % | | - | % | % | % | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Holdings LLC | % | % | % | | J.P. Morgan Broker-Dealer Holdings Inc. | % | % | % | | J.P. Morgan Securities LLC | % | % | % | | - | % | % | % | | JPMorgan Chase & Co. | % | % | % | | JPMorgan Chase Bank, National Association | % | % | % | | J.P. Morgan International Finance Limited | % | % | % | | J.P. Morgan Structured Products B.V. | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % | 10. Other explanatory remarks: Date
24.11.2022 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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| Language: | English |
| Company: | Siemens Energy AG |
| | Otto-Hahn-Ring 6 |
| | 81739 Munich |
| | Germany |
| Internet: | www.siemens-energy.com |
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| End of News | EQS News Service |
1496725 24.11.2022 CET/CEST
