DGAP-Regulatory: UniCredit Bank AG: TUI Travel Plc.

UniCredit Bank AG / Rule 8.3 17.09.2014 14:49 Dissemination of a Regulatory Announcement, transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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FORM 8.3 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE Rule 8.3 of the Takeover Code (the 'Code') 1. KEY INFORMATION

 
 (a) Identity of the person whose positions/dealings    UniCredit Bank AG
 are being disclosed:                                  
                                                 
 (b) Owner or controller of interests and short
 positions disclosed, if different from 1(a):
 The naming of nominee or vehicle companies is
 insufficient
 
 (c) Name of offeror/offeree in relation to whose   Offeree: TUI Travel Plc.
 relevant securities this form relates:
 Use a separate form for each offeror/offeree
 
 (d) If an exempt fund manager connected with an
 offeror/offeree, state this and specify identity of
 offeror/offeree:
 
 (e) Date position held/dealing undertaken:                 2014-09-16
 (f) Has the discloser previously disclosed, or are         Yes
 they today disclosing, under the Code in respect of 
 any other party to this offer?
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
 Class of relevant security:            TUI Travel Plc. (GB00B1Z7RQ77)
                                         Interests         Short positions
                                        Number      %        Number    %
 (1) Relevant securities owned and/    270,530    0.02%    1,851,253 0.16%
 or controlled:                       
 (2) Derivatives (other than               ./.                ./.     
 options):
 (3) Options and agreements to             ./.                ./.      
 purchase/sell:
 TOTAL:                                270,530    0.02%    1,851,253 0.16%
 

 
 Class of relevant security:        TUI Travel Plc. convertible bonds 4.9 %
                                       (XS0503743949)
                                          Interests        Short positions
                                        Number      %       Number    %
 (1) Relevant securities owned and/  1,100,000 GBP 0.28%      0     0.0%
 or controlled:                           
 (2) Derivatives (other than               ./.                ./.        
 options):
 (3) Options and agreements to             ./.                ./.        
 purchase/sell:
 TOTAL:                              1,100,000 GBP 0.28%      0     0.0%
 

 
 Class of relevant security:        TUI Travel Plc. convertible bonds 6.0 %
                                       (XS0455660216)
                                          Interests         Short positions
                                        Number        %       Number    %
 (1) Relevant securities owned and/  8,100,000 GBP   2.67%       0     0.0%
 or controlled:                            
 2) Derivatives (other than                ./.                  ./.        
 options):
 (3) Options and agreements to              ./.                 ./.       
 purchase/sell: 
 TOTAL:                              8,100,000 GBP   2.67%       0     0.0%
 

All interests and all short positions should be disclosed. Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other executive options)

 
 Class of relevant security in relation to which subscription right
 exists:
 Details, including nature of the rights concerned and relevant
 percentages:
 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. 3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (a) Purchases and sales

 
 Class of relevant security  Purchase/sale Number of        Price per unit
                                           securities
 GB00B1Z7RQ77                Purchase      19,911           3.6480 GBP
 

(b) Derivatives transactions (other than options)

 
 Class of    Product   Nature of dealing               Number of    Price
 relevant    descrip-  e.g. opening/closing a long/    reference    per unit
 security    tion      short position, increasing/     securities
             e.g. CFD  reducing a long/short position
 
 

(c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying

 
 Class   Product   Writing,       Number of   Exer-  Type    Exp-  Option
 of      descrip-  purchasing,    securities  cise   e.g.    iry   money
 rele-   tion      selling,       to which    price  Ameri-  date  paid/
 vant    e.g.      varying etc.   option      per    can,          received
 secu-   call                     relates     unit   Euro-         per unit
 rity    option                                      pean
                                                     etc.
 
 

(ii) Exercising

 
 Class of relevant       Product         Number of       Exercise price per
 security                description     securities      unit
                         e.g. call
                         option
 

(d) Other dealings (including subscribing for new securities)

 
 Class of relevant    Nature of dealing      Details   Price per unit (if
 security             e.g. subscription,               applicable)
                      conversion
 

The currency of all prices and other monetary amounts should be stated. Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in. 4. OTHER INFORMATION (a) Indemnity and other dealing arrangements

 
 Details of any indemnity or option arrangement, or any agreement or
 understanding, formal or informal, relating to relevant securities which
 may be an inducement to deal or refrain from dealing entered into by the
 person making the disclosure and any party to the offer or any person
 acting in concert with a party to the offer:
 If there are no such agreements, arrangements or understandings, state
 'none'
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
 Details of any agreement, arrangement or understanding, formal or informal,
 between the person making the disclosure and any other person relating to:
 (i) the voting rights of any relevant securities under any option; or
 (ii) the voting rights or future acquisition or disposal of any relevant
 securities to which any derivative is referenced:
 If there are no such agreements, arrangements or understandings, state
 'none'
 
 

(c) Attachments

 
 Is a Supplemental Form 8 (Open Positions) attached?                YES/NO
 

 
 Date of disclosure:                                    September,17th 2014
 Contact name:                                          Rene Ludwig
 Telephone number:                                      +49-89-378 13 663
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129. The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk. 17.09.2014 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Media archive at www.dgap-medientreff.de and www.dgap.de
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Language: English Company: UniCredit Bank AG Kardinal-Faulhaber-Str. 1 80333 München Germany Phone: +49 (89) 378-252 76 Fax: +49 (89) 378-240 83 E-mail: ir@hvbgroup.com Internet: www.hvb.de/ir ISIN: DE0008022005 Category Code: RET TIDM: Sequence Number: 2264 Time of Receipt: Sep 17, 2014 14:49:03 End of Announcement DGAP News-Service
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