Stimmrechtsanteile: K+S Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Montag, 09.03.2020 17:45 von

DGAP Voting Rights Announcement: K+S Aktiengesellschaft K+S Aktiengesellschaft: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 09.03.2020 / 17:44 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings 1. Details of issuer
Name: K+S Aktiengesellschaft
Street: Bertha-von-Suttner-Str. 7
Postal code: 34131
City: Kassel Germany
Legal Entity Identifier (LEI): 529900YURAYD4IJX2J91
2. Reason for notification
  Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
  Change of breakdown of voting rights
  Other reason:
3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc. City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
 
5. Date on which threshold was crossed or reached:
03 March 2020
6. Total positions
  % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG
New 0.03 % 5.31 % 5.35 % 191400000
Previous notification 0.04 % 4.72 % 4.76 % /
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG)
DE000KSAG888 66220 % 0.03 %
US48265W1080 36 % 0.00002 %
Total 66256 0.03 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right to Recall Open 5596569 2.92 %
Swap 26.07.2021 485754 0.25 %
Call Warrant 26.07.2021 60502 0.03 %
    Total 6142825 3.21 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Swap 31.12.2030 Cash 2265680 1.18 %
Call Warrant 31.12.2030 Cash 937983 0.49 %
Put Warrant 31.12.2030 Cash 819919 0.43 %
      Total 4023582 2.10 %
8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:
Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International % % %
      % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs & Co. LLC % % %
 
The Goldman Sachs Group, Inc. % % %
Goldman Sachs & Co. Wertpapier GmbH % % %
 
The Goldman Sachs Group, Inc. % % %
GSAM Holdings LLC % % %
Goldman Sachs Asset Management, L.P. % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
 
Date
06 March 2020

09.03.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de


Language: English
Company: K+S Aktiengesellschaft
Bertha-von-Suttner-Str. 7
34131 Kassel
Germany
Internet: www.k-plus-s.com
 
End of News DGAP News Service

992445  09.03.2020 

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